Mission Statement, Vision, & Core Values (2026) of Central China Securities Co., Ltd.

Central China Securities Co., Ltd. (1375.HK), headquartered in Henan Province, has grown into a full-service securities firm offering brokerage, investment banking, asset management and wealth management while aligning strategy with provincial growth goals; with a declared mission of "focusing on core financial functions to support Henan's high-quality development," the firm emphasizes targeted financial infrastructure support, embraces artificial intelligence and big data to boost operational efficiency, and pursues strategic reforms to become a leading modern investment bank delivering first-class services in core areas and superior regional market operations - guided by core values of integrity, innovation, accountability, and responsibility that shape decision-making, corporate culture and client trust

Central China Securities Co., Ltd. (1375.HK) - Intro

• Headquarters: Zhengzhou, Henan Province
• Core businesses: Brokerage, Investment Banking, Asset Management, Wealth Management
• Client base: Individual investors, SMEs, large corporates, institutional investors
• Listing: Hong Kong Stock Exchange (1375.HK)

• Deliver professional, trustworthy financial services that support regional economic development and client wealth accumulation.
• Promote inclusive access to capital markets for individuals and enterprises across Central China.

• Become the leading modern investment bank in Central China, recognized for innovation, risk management and client-centric solutions.
• Drive sustainable, high-quality growth that contributes to Henan Province's economic transformation.

• Integrity - Uphold compliance, transparency and ethical conduct in all client interactions.
• Innovation - Integrate AI, big data and cloud technologies to enhance product offerings and operational efficiency.
• Client Focus - Deliver tailored advisory and execution services that prioritize long-term client outcomes.
• Collaboration - Foster internal teamwork and external partnerships to expand capabilities and market reach.
• Social Responsibility - Support local economic development, financial literacy and ESG-conscious investments.

• Digital transformation: deployment of AI-driven trading analytics, client risk-profiling engines and big-data-based research platforms to improve execution quality and advisory precision.
• Business restructuring: streamlining brokerage operations, expanding asset-management products (FOFs, private funds) and strengthening investment-banking origination teams to capture equity and bond issuance opportunities in Central China.
• Risk and compliance: enhanced middle-office controls, stricter AML/KYC protocols and scenario-based stress testing aligned with regulatory expectations in both mainland China and Hong Kong markets.
• Human capital: targeted hiring of quant analysts, fintech engineers and investment bankers; employee headcount grew roughly 10-12% year-on-year in recent periods.

• Market share: strong regional brokerage presence in Henan with growing institutional franchise across Central China.
• Profitability trends: improving net-profit trajectory driven by higher-fee asset-management products and fee income from ECM/credit markets.
• Capital adequacy: maintained prudent capital buffers to support underwriting and trading activities while meeting regulatory capital ratios.

Central China Securities Co., Ltd. (1375.HK) - Overview

• Stock code: 1375.HK
• Headquarters: Zhengzhou, Henan Province
• Regional focus: Henan - population ~99 million (approx.) and a major central China economic hub
• Business scope: brokerage, investment banking, asset management, proprietary trading, wealth management, financial advisory

• Strategic alignment: Supports provincial and national development policies by directing capital and advisory capacity to priority sectors
• Operational focus: Emphasis on core competencies (IPOs, underwriting, M&A advisory, fixed-income distribution, institutional brokerage)
• Impact intent: Serve as a catalyst for economic growth by enabling financing, risk management, and capital market access for Henan enterprises

• Local Commitment - prioritize long-term prosperity of Henan through targeted financial products
• Professionalism - concentrate on specialized financial skillsets and disciplined risk management
• Integrity - uphold transparent corporate governance and client-first service
• Innovation - adapt products and channels to meet digital and financial innovation needs
• Efficiency - streamline processes to deliver timely capital solutions for regional projects

• Capital formation: prioritize underwriting and advisory services for Henan-based firms to improve access to equity and bond markets
• Institutional support: provide tailored fixed-income and structured products to provincial governments and SOEs involved in infrastructure and public services
• Asset management growth: channel savings into regional investment projects and local enterprises, aiming for scalable AUM growth that supports development objectives
• Talent & capability building: recruit and train specialists in investment banking, fixed income, and wealth management focused on regional industrial needs

Central China Securities Co., Ltd. (1375.HK) - Mission Statement

• Deliver best-in-class advisory, underwriting, and asset management services focused on select core sectors.
• Deepen market presence and client relationships in Henan Province and Central China through tailored regional strategies.
• Leverage digital tools and product innovation to improve client outcomes and operational efficiency.

• Set benchmarks in innovation, client service, and financial solutions consistent with leading investment banks.
• Maintain a focused specialization approach to ensure high-quality, differentiated offerings in core businesses.
• Dominate the local market in Henan with tailored products, institutional relationships, and retail distribution.

• Specialized product teams for IPOs, M&A, fixed income and asset management with KPIs tied to deal volume, fees, and client retention.
• Regional branch and advisory expansion plan focused on Tier-1/2 cities in Henan, with targets for client acquisition and assets under management (AUM).
• Digital platform rollout to raise operational efficiency - target reductions in processing time and cost-per-transaction within 24 months.

• Annual deal volume and underwriting fees (absolute and YoY growth).
• Institutional and retail client counts in Henan (number, penetration rate vs. population).
• AUM growth in regional products (RMB billions; target annualized growth rate).
• Market-share change in regional brokerage and ECM advisory segments (percentage points).

Central China Securities Co., Ltd. (1375.HK) - Vision Statement

• Integrity - ethical conduct, transparent disclosures, and regulatory compliance to foster trust among clients, partners, and stakeholders.
• Innovation - continuous adoption of fintech, data analytics, algorithmic trading, and product development to enhance service quality and competitiveness.
• Accountability - clear ownership of decisions, measurable KPIs, and performance-driven governance to ensure reliable outcomes.
• Responsibility - commitment to client protection, employee welfare, shareholder returns, and community engagement, including ESG initiatives.

• Governance & Compliance: enhanced internal controls, quarterly compliance training for 100% of front-office staff, and public disclosure cadence to strengthen integrity.
• Innovation Investments: allocated ~RMB 120 million to fintech and data analytics projects in the past 12 months to improve execution quality and client digital experience.
• Accountability Framework: balanced scorecard adopted across business units with >70% of variable compensation linked to risk-adjusted performance.
• Responsible Practices: launched ESG-labeled products and achieved year-over-year growth in sustainable assets under management (AUM) of 18%.

• Wealth Management: tailored advisory and digital platforms to grow retail AUM while maintaining suitability and disclosure standards.
• Investment Banking: sector-focused origination with emphasis on mid-market IPOs and cross-border deals leveraging innovation and accountability in due diligence.
• Proprietary & Trading: disciplined risk limits and technology-driven execution to support liquidity provision and market-making while preserving capital.
• Asset Management: expanding ESG and alternative strategies to capture fee diversification and meet institutional demand.